| Full Text of HB 170 | Intro/ Offered | Passed | |||
| Version | Amended Name | Date | House | Senate | |
|---|---|---|---|---|---|
| HB0170A | HB 170 | ||||
| HB0170B | CSHB 170(JUD) | ||||
| HB0170C | SCS CSHB 170(L&C) | ||||
| Manifest Error(s) | |||||
| HB0170Z | Enrolled HB 170 | ||||
30th Legislature(2017-2018)
Bill History/Action for Legislature
Next Bill- Bill HB 170
- Current Status CHAPTER 65 SLA 18
- Status Date 07/24/2018
- Bill Version SCS CSHB 170(L&C)
- Short Title AK SECURITIES ACT; PENALTIES; CRT. RULES
-
Sponsor(S)
HOUSE LABOR & COMMERCE
- Title "An Act relating to securities, registration, exempt securities, exempt transactions, broker-dealers, agents, investment advice, investment advisers, investment adviser representatives, federal covered securities, federal covered investment advisers, viatical settlement interests, small intrastate security offerings, Canadian broker-dealers, and Canadian agents; relating to protecting older and vulnerable adults from financial exploitation; relating to administrative, civil, and criminal enforcement provisions, including restitution and civil penalties for violations; relating to an investor training fund; establishing increased civil penalties for harming older persons and vulnerable adults; relating to corporations organized under the Alaska Native Claims Settlement Act; amending Rules 4, 5, 54, 65, and 90, Alaska Rules of Civil Procedure, and Rule 602, Alaska Rules of Appellate Procedure; and providing for an effective date."
Fiscal Action Summary
| HB 170 | Published | |||||
| Fiscal Note | Preparer | Date | Chamber | Fiscal Impact | Cmte Report | Approp Bill |
|---|---|---|---|---|---|---|
| pdf Fiscal Note 1 | Commerce, Community & Economic Dev | H | N | HL&C, HJUD | ||
| pdf Fiscal Note 2 | Health & Social Services - Dept. | H | N | HL&C, HJUD | ||
| pdf Fiscal Note 3 | Commerce, Community & Economic Dev | S | N | SL&C, SJUD | ||
| pdf Fiscal Note 4 | Health & Social Services - Dept. | S | N | SL&C, SJUD | ||
Bill Amendments Summary
- Bill : HB 170
Amendments that are adopted are incorporated into the next version of the bill.
PDF versions of the amendment may have slight variations from the Journal entry. The Journal should be considered the authoritative version.
| Action | Journal | ||||
| Amendment | Chamber | Action | Date | Page |
|---|
House and Senate Minutes/Recordings
- Bill : HB 170
| Meeting Date | Start Time | Title | Meeting Details | |
|---|---|---|---|---|
| 4/18/2018 | 1:30 PM | SENATE JUDICIARY | Minutes | Audio/Video |
| 4/17/2018 | 9:00 AM | SENATE JUDICIARY | Minutes | Audio/Video |
| 4/14/2018 | 1:30 PM | SENATE LABOR & COMMERCE | Minutes | Audio/Video |
| 3/19/2018 | 6:00 PM | SENATE LABOR & COMMERCE | Minutes | Audio/Video |
| 4/12/2017 | 1:00 PM | HOUSE JUDICIARY | Minutes | Audio/Video |
| 4/11/2017 | 5:30 PM | HOUSE JUDICIARY | Minutes | Audio/Video |
| 4/7/2017 | 1:00 PM | HOUSE JUDICIARY | Minutes | Audio/Video |
| 3/27/2017 | 3:15 PM | HOUSE LABOR & COMMERCE | Minutes | Audio/Video |
| 3/24/2017 | 3:15 PM | HOUSE LABOR & COMMERCE | Minutes | Audio/Video |
Documents for Bill HB 170 30th Legislature
Additional documents may be added - continue to check back.
| Document Name | Date/Time | Subjects |
|---|---|---|
| HB 170 - Summary of Changes (ver. O to ver. R).PDF |
SJUD 4/17/2018 9:00:00 AM |
HB 170 |
| HB 170 - Supporting Document - Repealers.pdf |
SJUD 4/17/2018 9:00:00 AM |
HB 170 |
| HB 170 - Sponsor Statement.pdf |
SJUD 4/17/2018 9:00:00 AM |
HB 170 |
| HB 170 - Supporting Document - NASAA.PDF |
SJUD 4/17/2018 9:00:00 AM |
HB 170 |
| HB 170 - Supporting Document - ANCSA.pdf |
SJUD 4/17/2018 9:00:00 AM |
HB 170 |
| SCS CSHB170(L&C) Explanation of Changes Ver. O to R.pdf |
SL&C 4/14/2018 1:30:00 PM |
HB 170 |
| SCS CSHB170(L&C) Ver. R.pdf |
SL&C 4/14/2018 1:30:00 PM |
HB 170 |
| HB 170 Senate Labor and Commerce Presentation DBS 03.16.18.pdf |
SL&C 3/19/2018 6:00:00 PM |
HB 170 |
| HB 170 Supporting Documents NASAA.pdf |
SL&C 3/19/2018 6:00:00 PM |
HB 170 |
| HB 170 Supporting Documents ANCSA.pdf |
SL&C 3/19/2018 6:00:00 PM |
HB 170 |
| HB170CS(JUD)-DHSS-SDSA-3-16-18.pdf |
SL&C 3/19/2018 6:00:00 PM |
HB 170 |
| HB170CS(JUD)-DCCED-DBS-03-16-18.pdf |
SL&C 3/19/2018 6:00:00 PM |
HB 170 |
| HB 170 Repealers.pdf |
SL&C 3/19/2018 6:00:00 PM |
HB 170 |
| HB 170 DCCED Whitepaper.pdf |
SL&C 3/19/2018 6:00:00 PM |
HB 170 |
| HB 170 Explanation of Changes.pdf |
SL&C 3/19/2018 6:00:00 PM |
HB 170 |
| HB 170 Sectional Analysis.pdf |
SL&C 3/19/2018 6:00:00 PM |
HB 170 |
| HB 170 Sponsor Statement.pdf |
SL&C 3/19/2018 6:00:00 PM |
HB 170 |
| HB170 Version O.pdf |
SL&C 3/19/2018 6:00:00 PM |
HB 170 |
| HB170 Amendments #1-3 HJUD Final Votes 4.12.17.pdf |
HJUD 4/12/2017 1:00:00 PM |
HB 170 |
| HB170 Additional Document-Violations in Statute 4.12.17.pdf |
HJUD 4/12/2017 1:00:00 PM |
HB 170 |
| HB170 Amendments #1-3 4.12.17.pdf |
HJUD 4/12/2017 1:00:00 PM |
HB 170 |
| HB170 Additional Document-Sponsor's Reply to House Judiciary Committee Questions 4.11.17.pdf |
HJUD 4/12/2017 1:00:00 PM |
HB 170 |
| HB170 Additional Document-Enforcement Comparison Chart 4.7.17.pdf |
HJUD 4/7/2017 1:00:00 PM HJUD 4/11/2017 5:30:00 PM HJUD 4/12/2017 1:00:00 PM |
HB 170 |
| HB170 HJUD Slide Presentation 4.7.17.pdf |
HJUD 4/7/2017 1:00:00 PM HJUD 4/11/2017 5:30:00 PM HJUD 4/12/2017 1:00:00 PM |
HB 170 |
| HB170 ver J 4.7.17.pdf |
HJUD 4/7/2017 1:00:00 PM HJUD 4/11/2017 5:30:00 PM HJUD 4/12/2017 1:00:00 PM |
HB 170 |
| HB170 Supporting Document-Letter NASAA 4.7.17.pdf |
HJUD 4/7/2017 1:00:00 PM HJUD 4/11/2017 5:30:00 PM HJUD 4/12/2017 1:00:00 PM |
HB 170 |
| HB170 Supporting Document-Letter ANCSA Regional Association 4.7.17.pdf |
HJUD 4/7/2017 1:00:00 PM HJUD 4/11/2017 5:30:00 PM HJUD 4/12/2017 1:00:00 PM |
HB 170 |
| HB170 Sponsor Statement 4.7.17.pdf |
HJUD 4/7/2017 1:00:00 PM HJUD 4/11/2017 5:30:00 PM HJUD 4/12/2017 1:00:00 PM |
HB 170 |
| HB170 Sectional Analysis 4.7.17.pdf |
HJUD 4/7/2017 1:00:00 PM HJUD 4/11/2017 5:30:00 PM HJUD 4/12/2017 1:00:00 PM |
HB 170 |
| HB170 Repealers List 4.7.17.pdf |
HJUD 4/7/2017 1:00:00 PM HJUD 4/11/2017 5:30:00 PM HJUD 4/12/2017 1:00:00 PM |
HB 170 |
| HB170 Fiscal Note DHSS-SDSA 4.7.17.pdf |
HJUD 4/7/2017 1:00:00 PM HJUD 4/11/2017 5:30:00 PM HJUD 4/12/2017 1:00:00 PM |
HB 170 |
| HB170 Fiscal Note DCCED-DBS 4.7.17.pdf |
HJUD 4/7/2017 1:00:00 PM HJUD 4/11/2017 5:30:00 PM HJUD 4/12/2017 1:00:00 PM |
HB 170 |
| HB170 DCCED Whitepaper 4.7.17.pdf |
HJUD 4/7/2017 1:00:00 PM HJUD 4/11/2017 5:30:00 PM HJUD 4/12/2017 1:00:00 PM |
HB 170 |
| HB170 DCCED Presentation 3.23.17.pdf |
HL&C 3/24/2017 3:15:00 PM |
HB 170 |
| HB170 DCCED Whitepaper 3.20.17.pdf |
HL&C 3/24/2017 3:15:00 PM |
HB 170 |
| HB170 Sponsor Statement 3.21.17.pdf |
HL&C 3/24/2017 3:15:00 PM |
HB 170 |
| HB170 Sectional Analysis 3.21.17.pdf |
HL&C 3/24/2017 3:15:00 PM |
HB 170 |
| HB170 Repealers List 3.21.17.pdf |
HL&C 3/24/2017 3:15:00 PM |
HB 170 |
| HB170 Fiscal Note DCCED-DBS 3.13.17.pdf |
HL&C 3/24/2017 3:15:00 PM |
HB 170 |
| HB170 Fiscal Note DHSS-SDSA 3.17.17.pdf |
HL&C 3/24/2017 3:15:00 PM |
HB 170 |
| HB170 DCCED Presentation 3.23.17.pdf |
HL&C 3/24/2017 3:15:00 PM |
HB 170 |
| Jrn Date | Jrn Page | Text |
|---|---|---|
| 453 | (H) READ THE FIRST TIME - REFERRALS | |
| 453 | (H) L&C, JUD | |
| Text | (H) LABOR & COMMERCE at 03:15 PM BARNES 124 | |
| Text | (H) Heard & Held | |
| Min | (H) Minutes (HL&C) | |
| Text | (H) LABOR & COMMERCE at 03:15 PM BARNES 124 | |
| Text | (H) Moved HB 170 Out of Committee | |
| Min | (H) Minutes (HL&C) | |
| 779 | (H) L&C RPT 6DP 1NR | |
| 779 | (H) DP: SULLIVAN-LEONARD, STUTES, WOOL, JOSEPHSON, BIRCH, KITO | |
| 779 | (H) NR: KNOPP | |
| 779 | (H) FN1: ZERO(CED) | |
| 779 | (H) FN2: ZERO(DHS) | |
| Text | (H) JUDICIARY at 01:00 PM GRUENBERG 120 | |
| Text | (H) Heard & Held -- Delayed to 30 Minutes Following Session -- | |
| Min | (H) Minutes (HJUD) | |
| Text | (H) JUDICIARY at 05:30 PM GRUENBERG 120 | |
| Text | (H) Heard & Held -- Please Note Time Change -- | |
| Min | (H) Minutes (HJUD) | |
| Text | (H) JUDICIARY at 01:00 PM GRUENBERG 120 | |
| Text | (H) Moved CSHB 170(JUD) Out of Committee -- Delayed to 15 Minutes Following Session -- | |
| Min | (H) Minutes (HJUD) | |
| 1077 | (H) JUD RPT CS(JUD) NT 1DP 4NR | |
| 1077 | (H) DP: CLAMAN | |
| 1077 | (H) NR: EASTMAN, KOPP, KREISS-TOMKINS, FANSLER | |
| 1078 | (H) FN1: ZERO(CED) | |
| 1078 | (H) FN2: ZERO(DHS) | |
| 1136 | (H) RULES TO CALENDAR 4/16/2017 | |
| 1136 | (H) READ THE SECOND TIME | |
| 1137 | (H) JUD CS ADOPTED UC | |
| 1137 | (H) ADVANCED TO THIRD READING 4/17 CALENDAR | |
| 1152 | (H) READ THE THIRD TIME CSHB 170(JUD) | |
| 1152 | (H) PASSED Y36 N1 E3 | |
| 1153 | (H) COURT RULE(S) SAME AS PASSAGE | |
| 1153 | (H) EFFECTIVE DATE(S) SAME AS PASSAGE | |
| 1158 | (H) TRANSMITTED TO (S) | |
| 1158 | (H) VERSION: CSHB 170(JUD) | |
| 1097 | (S) READ THE FIRST TIME - REFERRALS | |
| 1097 | (S) L&C, JUD | |
| Text | (S) LABOR & COMMERCE at 06:00 PM BELTZ 105 (TSBldg) | |
| Text | (S) Heard & Held | |
| Min | (S) Minutes (SL&C) | |
| Text | (S) LABOR & COMMERCE at 09:00 AM BELTZ 105 (TSBldg) | |
| Text | (S) Scheduled but Not Heard -- Please Note Time & Date -- | |
| Min | (S) Minutes (SL&C) | |
| Text | (S) LABOR & COMMERCE at 01:30 PM BELTZ 105 (TSBldg) | |
| Text | (S) Moved SCS CSHB 170(L&C) Out of Committee -- Meeting Postponed to 3:30 p.m. -- | |
| Min | (S) Minutes (SL&C) | |
| 2722 | (S) L&C RPT SCS 2DP 1NR SAME TITLE | |
| 2722 | (S) DP: COSTELLO, MEYER | |
| 2722 | (S) NR: GARDNER | |
| 2722 | (S) FN3: ZERO(CED) | |
| 2722 | (S) FN4: ZERO(DHS) | |
| Text | (S) JUDICIARY at 09:00 AM BELTZ 105 (TSBldg) | |
| Text | (S) Heard & Held | |
| Min | (S) Minutes (SJUD) | |
| Text | (S) JUDICIARY at 01:30 PM BELTZ 105 (TSBldg) | |
| Text | (S) Moved SCS CSHB 170(L&C) Out of Committee | |
| Min | (S) Minutes (SJUD) | |
| 2793 | (S) JUD RPT SCS(L&C) 2DP 3NR | |
| 2793 | (S) DP: COGHILL, COSTELLO | |
| 2793 | (S) NR: WIELECHOWSKI, KELLY, SHOWER | |
| 2793 | (S) FN3: ZERO(CED) | |
| 2793 | (S) FN4: ZERO(DHS) | |
| 2824 | (S) RULES TO CALENDAR 4/23/2018 | |
| 2824 | (S) NOT TAKEN UP 4/23 - ON 4/24 CALENDAR | |
| 2842 | (S) READ THE SECOND TIME | |
| 2842 | (S) L&C SCS ADOPTED UC | |
| 2842 | (S) ADVANCED TO THIRD READING UC | |
| 2842 | (S) READ THE THIRD TIME SCS CSHB 170(L&C) | |
| 2842 | (S) PASSED Y19 N- E1 | |
| 2842 | (S) COURT RULE(S) SAME AS PASSAGE | |
| 2842 | (S) EFFECTIVE DATE(S) SAME AS PASSAGE | |
| 2848 | (S) TRANSMITTED TO (H) AS AMENDED | |
| 2848 | (S) VERSION: SCS CSHB 170(L&C) | |
| 3436 | (H) CONCUR MESSAGE READ AND HELD | |
| 3502 | (H) CONCUR MESSAGE TAKEN UP | |
| 3503 | (H) CONCUR AM OF (S) Y33 N4 E2 A1 | |
| 3503 | (H) COURT RULE(S) SAME AS PASSAGE | |
| 3503 | (H) EFFECTIVE DATE(S) SAME AS PASSAGE | |
| 3808 | (H) MANIFEST ERROR(S) | |
| 3873 | (H) 1:33 PM 7/23/18 TRANSMITTED TO GOVERNOR | |
| 3895 | (H) SIGNED INTO LAW 7/24 CHAPTER 65 SLA 18 | |
| 3895 | (H) EFFECTIVE DATE(S) OF LAW SEE CHAPTER |