Legislature(2017 - 2018)
2018-04-15 Senate Journal
Full Journal pdf2018-04-15 Senate Journal Page 2722 HB 170 The Labor and Commerce Committee considered CS FOR HOUSE BILL NO. 170(JUD) "An Act relating to securities, registration, exempt securities, exempt transactions, broker-dealers, agents, investment advice, investment advisers, investment adviser representatives, federal covered securities, federal covered investment advisers, viatical settlement interests, small intrastate security offerings, Canadian broker-dealers, and Canadian agents; relating to protecting older and vulnerable adults from financial exploitation; relating to administrative, civil, and criminal enforcement provisions, including restitution and civil penalties for violations; relating to an investor training fund; establishing increased civil penalties for harming older persons and vulnerable adults; relating to corporations 2018-04-15 Senate Journal Page 2723 organized under the Alaska Native Claims Settlement Act; amending Rules 4, 5, 54, 65, and 90, Alaska Rules of Civil Procedure, and Rule 602, Alaska Rules of Appellate Procedure; and providing for an effective date" and recommended it be replaced with SENATE CS FOR CS FOR HOUSE BILL NO. 170(L&C) Signing do pass: Senator Costello, Chair; Senator Meyer. Signing no recommendation: Senator Gardner. The following fiscal information was published today: Fiscal Note No. 3, zero, Department of Commerce, Community and Economic Development Fiscal Note No. 4, zero, Department of Health and Social Services The bill was referred to the Judiciary Committee.