Legislature(2017 - 2018)

2018-04-24 Senate Journal

Full Journal pdf

2018-04-24                     Senate Journal                      Page 2848
HB 170                                                                                                                        
SENATE CS FOR CS FOR HOUSE BILL NO. 170(L&C) "An Act                                                                            
relating to securities, registration, exempt securities, exempt                                                                 
transactions, broker-dealers, agents, investment advice, investment                                                             
advisers, investment adviser representatives, federal covered                                                                   
securities, federal covered investment advisers, viatical settlement                                                            
interests, small intrastate security offerings, Canadian broker-dealers,                                                        
and Canadian agents; relating to protecting older and vulnerable adults                                                         
from financial exploitation; relating to administrative, civil, and                                                             
criminal enforcement provisions, including restitution and civil                                                                
penalties for violations; relating to an investor training fund;                                                                
establishing increased civil penalties for harming older persons and                                                            
vulnerable adults; relating to corporations organized under the Alaska                                                          
Native Claims Settlement Act; amending Rules 4, 5, 54, 65, and 90,                                                              
Alaska Rules of Civil Procedure, and Rule 602, Alaska Rules of                                                                  
Appellate Procedure; and providing for an effective date" was                                                                   
engrossed, signed by the President and Secretary and returned to the                                                            
House for consideration.