Legislature(2017 - 2018)

2017-05-01 Senate Journal

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2017-05-01                     Senate Journal                      Page 1097
HB 170                                                                                                                        
CS FOR HOUSE BILL NO. 170(JUD) BY THE HOUSE                                                                                     
JUDICIARY COMMITTEE, entitled:                                                                                                  
            "An Act relating to securities, registration,                                                                       
            exempt securities, exempt transactions, broker-                                                                     
            dealers, agents, investment advice, investment                                                                      
            advisers, investment adviser representatives,                                                                       
            federal covered securities, federal covered                                                                         
            investment advisers, viatical settlement interests,                                                                 
            small intrastate security offerings, Canadian                                                                       
            broker-dealers, and Canadian agents; relating to                                                                    
            protecting older and vulnerable adults from                                                                         
            financial exploitation; relating to administrative,                                                                 
            civil, and criminal enforcement provisions,                                                                         
            including restitution and civil penalties for                                                                       
            violations; relating to an investor training fund;                                                                  
            establishing increased civil penalties for harming                                                                  
            older persons and vulnerable adults; relating to                                                                    
            corporations organized under the Alaska Native                                                                      
            Claims Settlement Act; amending Rules 4, 5, 54,                                                                     
            65, and 90, Alaska Rules of Civil Procedure, and                                                                    
            Rule 602, Alaska Rules of Appellate Procedure;                                                                      
            and providing for an effective date."                                                                               
was read the first time and referred to the Labor and Commerce and                                                              
Judiciary Committees.