Legislature(2017 - 2018)

2018-11-07 House Journal

Full Journal pdf

2018-11-07                     House Journal                      Page 3895
HB 170                                                                                                                        
A message dated July 24 was received stating the Governor signed the                                                            
following bill and is transmitting the engrossed and enrolled copies to                                                         
the Lieutenant Governor's office for permanent filing:                                                                          
     SENATE CS FOR CS FOR HOUSE BILL NO. 170(L&C)                                                                               
     "An Act relating to securities, registration, exempt securities,                                                           
     exempt transactions, broker-dealers, agents, investment advice,                                                            

2018-11-07                     House Journal                      Page 3896
     investment advisers, investment adviser representatives, federal                                                           
     covered securities, federal covered investment advisers, viatical                                                          
     settlement interests, small intrastate security offerings, Canadian                                                        
     broker-dealers, and Canadian agents; relating to protecting older                                                          
     and vulnerable adults from financial exploitation; relating to                                                             
     administrative, civil, and criminal enforcement provisions,                                                                
     including restitution and civil penalties for violations; relating to                                                      
     an investor training fund; establishing increased civil penalties for                                                      
     harming older persons and vulnerable adults; relating to                                                                   
     corporations organized under the Alaska Native Claims Settlement                                                           
     Act; amending Rules 4, 5, 54, 65, and 90, Alaska Rules of Civil                                                            
     Procedure, and Rule 602, Alaska Rules of Appellate Procedure;                                                              
     and providing for an effective date."                                                                                      
     Chapter No. 65, SLA 2018                                                                                                   
     Effective Date:  See Chapter