Legislature(2017 - 2018)

2018-04-26 House Journal

Full Journal pdf

2018-04-26                     House Journal                      Page 3436
HB 170                                                                                                                        
A message dated April 24 was read stating the Senate passed CSHB
170(JUD) with the following amendment, and it is transmitted for                                                                
    SENATE CS FOR CS FOR HOUSE BILL NO. 170(L&C)                                                                                
    "An Act relating to securities, registration, exempt securities,                                                            
    exempt transactions, broker-dealers, agents, investment advice,                                                             
    investment advisers, investment adviser representatives, federal                                                            

2018-04-26                     House Journal                      Page 3437
    covered securities, federal covered investment advisers, viatical                                                           
    settlement interests, small intrastate security offerings, Canadian                                                         
    broker-dealers, and Canadian agents; relating to protecting older                                                           
    and vulnerable adults from financial exploitation; relating to                                                              
    administrative, civil, and criminal enforcement provisions,                                                                 
    including restitution and civil penalties for violations; relating to                                                       
    an investor training fund; establishing increased civil penalties for                                                       
    harming older persons and vulnerable adults; relating to                                                                    
    corporations organized under the Alaska Native Claims Settlement                                                            
    Act; amending Rules 4, 5, 54, 65, and 90, Alaska Rules of Civil                                                             
    Procedure, and Rule 602, Alaska Rules of Appellate Procedure;                                                               
    and providing for an effective date."                                                                                       
CSHB 170(JUD) is under Unfinished Business.