Legislature(2017 - 2018)

2017-03-10 House Journal

Full Journal pdf

2017-03-10                     House Journal                      Page 0453
HB 170                                                                                                                        
HOUSE BILL NO. 170 by the House Labor and Commerce                                                                              
Committee, entitled:                                                                                                            
    "An Act relating to securities, registration, exempt securities,                                                            
    exempt transactions, broker-dealers, agents, investment advice,                                                             

2017-03-10                     House Journal                      Page 0454
    investment advisers, investment adviser representatives, federal                                                            
    covered securities, federal covered investment advisers, viatical                                                           
    settlement interests, small intrastate security offerings, Canadian                                                         
    broker-dealers, and Canadian agents; relating to administrative,                                                            
    civil, and criminal enforcement provisions, including restitution                                                           
    and civil penalties for violations; relating to an investor training                                                        
    fund; establishing increased civil penalties for harming older                                                              
    persons and vulnerable adults; relating to corporations organized                                                           
    under the Alaska Native Claims Settlement Act; amending Rules                                                               
    4, 5, 54, 65, and 90, Alaska Rules of Civil Procedure, and Rule                                                             
    602, Alaska Rules of Appellate Procedure; and providing for an                                                              
    effective date."                                                                                                            
was read the first time and referred to the Labor & Commerce and                                                                
Judiciary Committees.