03/16/2001 01:10 PM House JUD
| Audio | Topic |
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+ teleconferenced
= bill was previously heard/scheduled
ALASKA STATE LEGISLATURE
HOUSE JUDICIARY STANDING COMMITTEE
March 16, 2001
1:10 p.m.
MEMBERS PRESENT
Representative Norman Rokeberg, Chair
Representative Jeannette James
Representative John Coghill
Representative Kevin Meyer
Representative Ethan Berkowitz
Representative Albert Kookesh
MEMBERS ABSENT
Representative Scott Ogan, Vice Chair
COMMITTEE CALENDAR
HOUSE BILL NO. 4
"An Act relating to offenses involving operating a motor
vehicle, aircraft, or watercraft while under the influence of an
alcoholic beverage or controlled substance; relating to implied
consent to take a chemical test; relating to registration of
motor vehicles; relating to presumptions arising from the amount
of alcohol in a person's breath or blood; and providing for an
effective date."
- HEARD AND HELD
HOUSE BILL NO. 158
"An Act relating to the criteria for the adoption of regulations
and to the relationship between a regulation and its enabling
statute; and providing for an effective date."
- BILL HEARING CANCELED
PREVIOUS ACTION
BILL: HB 4
SHORT TITLE:OMNIBUS DRUNK DRIVING AMENDMENTS
SPONSOR(S): REPRESENTATIVE(S)ROKEBERG
Jrn-Date Jrn-Page Action
01/08/01 0024 (H) PREFILE RELEASED 12/29/00
01/08/01 0024 (H) READ THE FIRST TIME -
REFERRALS
01/08/01 0024 (H) TRA, JUD, FIN
02/22/01 (H) TRA AT 1:00 PM CAPITOL 17
02/22/01 (H) Heard & Held
02/22/01 (H) MINUTE(TRA)
02/27/01 (H) TRA AT 1:00 PM CAPITOL 17
02/27/01 (H) Moved CSHB 4(TRA) Out of
Committee
02/27/01 (H) MINUTE(TRA)
02/28/01 0470 (H) TRA RPT CS(TRA) NT 1DNP 2NR
2AM
02/28/01 0471 (H) DNP: SCALZI, NR: KAPSNER,
KOOKESH;
02/28/01 0471 (H) AM: MASEK, KOHRING
02/28/01 0471 (H) FN1: (ADM); FN2: (ADM)
02/28/01 0471 (H) FN3: (COR); FN4: (CRT)
02/28/01 0471 (H) FN5: (HSS); FN6: (HSS)
02/28/01 0472 (H) FN7: (HSS); FN8: (HSS)
02/28/01 0472 (H) FN9: (LAW); FN10: (DPS)
02/28/01 (H) JUD AT 1:00 PM CAPITOL 120
02/28/01 (H) Heard & Held
02/28/01 (H) MINUTE(JUD)
03/09/01 (H) JUD AT 1:00 PM CAPITOL 120
03/09/01 (H) Heard & Held
03/09/01 (H) MINUTE(JUD)
03/12/01 (H) JUD AT 2:30 PM CAPITOL 120
03/12/01 (H) Heard & Held
MINUTE(JUD)
03/14/01 (H) JUD AT 2:15 PM CAPITOL 120
03/14/01 (H) Scheduled But Not Heard
03/16/01 (H) JUD AT 1:00 PM CAPITOL 120
WITNESS REGISTER
JANET SEITZ, Staff
to Representative Norman Rokeberg
Alaska State Legislature
Capitol Building, Room 118
Juneau, Alaska 99801
POSITION STATEMENT: During discussion of HB 4, noted an
omission in CSHB 4(TRA) regarding changes to the refusal
statutes so that they conform with changes to the DUI/DWI
statutes.
DOUG WOOLIVER, Administrative Attorney
Administrative Staff
Office of the Administrative Director
Alaska Court System
820 West 4th Avenue
Anchorage, Alaska 99501-2005
POSITION STATEMENT: Provided an overview from the Alaska Court
System on HB 4.
CANDACE BROWER, Program Coordinator/Legislative Liaison
Office of the Commissioner
Department of Corrections
431 N. Franklin, Suite 203
Juneau, Alaska 99801
POSITION STATEMENT: Provided an overview from the Department of
Corrections on HB 4.
DEAN J. GUANELI, Chief Assistant Attorney General
Legal Services Section-Juneau
Criminal Division
Department of Law
PO Box 110300
Juneau, Alaska 99811-0300
POSITION STATEMENT: During discussion on HB 4, spoke on the
topics of aggravators, and increased fines and penalties.
ACTION NARRATIVE
TAPE 01-33, SIDE A
Number 0001
CHAIR NORMAN ROKEBERG called the House Judiciary Standing
Committee meeting to order at 1:10 p.m. [stated as 2:10 p.m.].
Representatives Rokeberg, Coghill, Meyer, and Berkowitz were
present at the call to order. Representatives James and Kookesh
arrived as the meeting was in progress.
HB 4 - OMNIBUS DRUNK DRIVING AMENDMENTS
[Contains some discussion of HB 172 regarding the fiscal note
component that adds a superior court judge position, and some
discussion of SB 105 regarding reimbursement from the offender's
permanent fund dividend (PFD).]
Number 0065
CHAIR ROKEBERG announced that the committee would hear HOUSE
BILL NO. 4, "An Act relating to offenses involving operating a
motor vehicle, aircraft, or watercraft while under the influence
of an alcoholic beverage or controlled substance; relating to
implied consent to take a chemical test; relating to
registration of motor vehicles; relating to presumptions arising
from the amount of alcohol in a person's breath or blood; and
providing for an effective date." [Before the committee was
CSHB 4(TRA).]
Number 0207
JANET SEITZ, Staff to Representative Norman Rokeberg (sponsor of
HB 4), Alaska State Legislature, explained that CSHB 4(TRA)
contains an omission in that the refusal statute [provisions]
were not amended to be in compliance with changes being made to
the DUI/DWI (driving under the influence/driving while
intoxicated) statutes. She added that there is an amendment
being drafted to rectify that omission. She mentioned that the
agencies did not foresee any additional fiscal impact as a
result of the forthcoming amendment because they, like she,
thought those changes had already been incorporated in CSHB
4(TRA). She noted that some recently revised fiscal notes had
been provided by the departments but had not yet been
distributed to the committee.
CHAIR ROKEBERG mentioned that the current fiscal notes totaled
under $8 million, and he thanked the representatives of the
administration for their work on reducing the fiscal notes. He
also remarked that Representative Ogan was viewing the meeting
via Gavel to Gavel Alaska from his hospital room.
Number 0436
DOUG WOOLIVER, Administrative Attorney, Administrative Staff,
Office of the Administrative Director, Alaska Court System (ACS
or the "court"), said that per the court's policy, ACS did not
have a position on HB 4. He added that there were two principal
reasons why the court did not typically wade into the public
policy debates regarding legislation. The first is that
generally the establishment of public policy through the
legislative process falls under the purview of the legislature,
and the court would prefer to leave it that way. The second is
related in that many of the bills passed by the legislature find
their way to the court system as challenges, and it would be
inappropriate for the court to be addressing an issue if it had
already taken a public stand either for or against it.
Therefore, he said, his remarks would be limited to the
anticipated impact of HB 4 on [the ACS].
MR. WOOLIVER explained that there are two principal ways in
which legislation impacts the ACS: it either changes the way
[the ACS] does business, or it changes the number of cases that
come before [the ACS]. From those two perspectives, [the ACS]
has analyzed three principal areas in which HB 4 will have an
impact on the court. First, the .08 [blood alcohol
concentration (BAC)] provision will impact [the ACS] to the
extent that it brings cases before the court that otherwise
would not have been there. Based on analysis from the executive
branch, a 10 percent increase in case filings is anticipated as
a result of changing [the BAC limit] to .08. He added that this
increase is consistent with what other states have seen upon
changing [BAC limits] from .10 to .08. Assuming a 10 percent
increase from 5,000 misdemeanor [cases] and 283 felony cases,
the result is 500 new misdemeanor cases and roughly 28 new
felony cases per year. He specified that [the ACS's] fiscal
note is based on those estimates, which equate to roughly 40
percent, or five months out of the year, of a district court
judge's time with his/her staff.
MR. WOOLIVER said that the second area of impact of HB 4 on [the
ACS] relates to the felony provisions. Currently, it is a class
C felony to be convicted of DWI if previously convicted twice
within the previous five years. Through a five-year "phase in"
program, HB 4 builds that up to what is referred to as a ten-
year "look-back," so that by 2006, if a person has been arrested
for a third DWI within a ten-year period, he/she would be guilty
of a class C felony. He noted that the Department of Law (DOL)
has estimates based on its own statistics and other executive
branch [agencies'] statistics regarding how many new cases [the
ACS] would likely see.
Number 0652
REPRESENTATIVE BERKOWITZ interjected to ask if "new cases" meant
new cases filed as DWIs that in past might have been filed as
reckless or negligent driving.
MR. WOOLIVER explained that he was referring to cases that would
have been misdemeanor DWIs but [under HB 4] would be filed as
felony DWIs.
REPRESENTATIVE BERKOWITZ, on the previous point of lowering [the
BAC limit] to .08, asked if those new cases would be new to the
system, or just charged differently.
MR. WOOLIVER specified that .08-misdemeanor [cases] would be new
to the system - charges that would not have been brought
otherwise - but in some instances, the .08 [limit] would create
felonies because the offender would not have been charged for
his/her third offence without the change to .08. Therefore,
there would be an overlap of the latter, but the estimated 500
misdemeanor [cases] would be new [to the system].
MR. WOOLIVER returned to the felony [look-back] provision of HB
4 and said that the DOL estimated that [the ACS] would see 45
new felony cases a year, each year, for the next five years. As
a result, there would be 45 new felony cases the first year of
the program; 90 new felony cases the second year; 135 new felony
cases the third year; 180 new felony cases the fourth year; and
up to 225 new felony cases during the fifth year. Because the
Anchorage superior court is already at, or beyond, maximum
capacity for felony caseloads, he explained, [the ACS] is
requesting a new superior court judge to help absorb the extra
work brought on by the aforementioned estimated new felony
cases. He added that currently in Anchorage, a district court
judge temporarily sits in as a superior court judge to handle
all of the felony DWIs - approximately 100 cases a year. He
explained that the last time a superior court judge was added in
Anchorage was in 1985, and since that time there has been a 100
percent increase in felony filings.
Number 0812
MR. WOOLIVER said that the third area of impact of HB 4 on [the
ACS] would be the forfeiture provisions. Mandatory vehicle
forfeiture for all second and subsequent DWI convictions is
called for in HB 4. He explained that the DOL is estimating 800
of these forfeiture cases per year, and each case is entitled to
a hearing. Because these types of hearings are fairly quick,
[the ACS] estimates approximately 15 minutes per hearing, but
still, 800 hearings at 15 minutes per hearing is 200 hours of
hearings.
REPRESENTATIVE BERKOWITZ expressed amazement that a court
hearing could occur in 15 minutes.
MR. WOOLIVER warned that it is always a gamble when estimating
court time for hearings, but several judges whom he had spoken
with said that forfeiture cases result in fairly quick hearings.
Returning to the point of fiscal impact, Mr. Wooliver said that
a lot of the cost of [the vehicle forfeiture provision] will be
absorbed in the new superior court [judge] position since all of
the felony [DWI cases] will result in vehicle forfeiture because
of second, or subsequent, DWI offenses. Therefore, the only
additional expense will be due to the 500 new misdemeanor [DWI
cases].
REPRESENTATIVE MEYER asked if monies received from selling
[forfeited] vehicles could offset the additional expenses of the
forfeiture cases.
MR. WOOLIVER explained that any monies received either from
selling forfeited vehicles or from fines would go to the general
fund, not directly to [the ACS].
CHAIR ROKEBERG said he had concern about the number of
forfeitures, particularly given the fact that the Anchorage and
Fairbanks jurisdictions currently handle second-[DWI]-offense
forfeitures. He pointed out that the bulk of the estimated 800
new forfeiture cases are already undertaken at the municipal
level.
Number 0985
MR. WOOLIVER explained that the [estimated] numbers did not
include municipal forfeiture cases; they are estimates of
forfeiture cases instituted for state offenses, not municipal
offenses.
CHAIR ROKEBERG noted that prior testimony on HB 4 suggested that
the method for forfeiture did not have to result in a criminal
action, and although he acknowledged that the DOL had testified
in favor of criminal proceedings for forfeiture cases, he
suggested that forfeiture as a civil proceeding could perhaps
diminish the impact.
MR. WOOLIVER responded that [the ACS's] fiscal note is based on
the current version of HB 4 [CSHB 4(TRA)], which is not crafted
in the same fashion as the [Anchorage and Fairbanks]
municipalities' administrative [forfeiture ordinances].
CHAIR ROKEBERG mentioned that he would be offering an amendment
"to go that route, to help lower the fiscal costs and the
impacts on the courts." He inquired if such an amendment would
have an impact on [the ACS's] fiscal note.
MR. WOOLIVER responded that he thought such an amendment would
"just about do away with that portion of the fiscal note." He
added that there are other aspects of [HB 4] that will have an
impact on [the ACS] but which are not significant enough to
warrant a fiscal note. He explained that typically when a
penalty for a crime is increased - such as occurs with HB 4 -
so, too, is the amount of court work, primarily because it is
more onerous for the defendant to be convicted; thus he/she
tends to fight harder against a conviction. He went on to say
that not only trials but also pretrial litigation would
increase. He mentioned the manslaughter provisions and the
aggravator provisions as examples of the type of thing that
people would be willing to fight harder against.
REPRESENTATIVE MEYER asked for an explanation of the distinction
between tickets written for violation of a local ordinance
versus a state law. He inquired whether Anchorage [and
Fairbanks] police officers might be tempted to write DWI tickets
against the state law instead of the local law because of
budgetary constraints at the municipal level.
MR. WOOLIVER replied that the Municipality of Anchorage
generates revenue from fines, fees, and forfeitures charged
against municipal offenses. He said he supposed that each
municipality has to decide at what point, on any given law, it
would be cheaper to charge a state offense. He added that
currently, the Municipality of Anchorage has chosen to adopt and
pursue a whole variety of ordinances that closely model state
law. He commented that he did not presently have concerns that
municipalities would try to pass the costs [of DWI offenses] on
to the state. He mentioned that occasionally [the ACS] talks
about charging municipalities for the use of the state court
system, and in fact, he noted, years ago there used to be fees
for such use.
Number 1330
CHAIR ROKEBERG asked for comments regarding mandatory forfeiture
provisions at the municipal level for second DWI offenses versus
the state's [current] "permissive" forfeiture provision. He
voiced concern that that distinction resulted in unequal
treatment with regard to the application of penalties being
dependent on what part of the state the offense occurred in.
MR. WOOLIVER responded that there is a provision in Alaska
statute that allows municipalities to have a forfeiture
provision, which in turn could provide for stiffer penalties
than the state's discretionary penalties. He acknowledged that
under those circumstances (and as prior testimony indicated),
some offenders find it better to be charged with a state offense
rather than a municipal offense if the municipal offense results
in vehicle forfeiture. He noted that while the distinction did
not provide for equal treatment, it was the law.
CHAIR ROKEBERG offered that HB 4 is endeavoring to "level that
playing field" by making forfeiture mandatory at the state
level. He added that he found it incredible that a second [DWI]
offense [at the municipal level] has a harsher penalty than a
third offense (even though it is a felony charge) because it
then becomes a state offense.
REPRESENTATIVE JAMES said she agreed. She added that
municipalities should mirror state law even if it means that the
municipal penalties are lowered, although she also said that she
believes that [the state] needs to be [at least as severe as]
"anyone else." She asked, if a person were charged under the
municipal ordinance for a DWI offense, whether a subsequent DWI
offense that occurred outside of a municipality would be
considered a second offense and therefore subject the offender
to mandatory vehicle forfeiture.
Number 1520
MR. WOOLIVER responded that to his understanding that person
would be charged "under the state offense, or a comparable one,"
such as a municipal offense.
REPRESENTATIVE JAMES noted that if that person were close to the
edge of the city limits, he/she might endeavor to cross over the
boundary line to ensure one type of penalty versus another for a
second offense.
CHAIR ROKEBERG observed that that circumstance might result in a
high-speed chase. And on that point, he asked if currently, DWI
offenses that occur in other jurisdictions in other states would
count [towards the number of convictions a person has received].
MR. WOOLIVER said that to his understanding, those convictions
would count, but only if the other state was also a ".10 state"
[as Alaska is now]; otherwise, it would not be considered a
comparable law.
CHAIR ROKEBERG asked for a more in-depth explanation of the
duplication in HB 4 and [HB 172] regarding the cost of
personnel.
MR. WOOLIVER noted that all of the [proposed] DWI bills are
"somewhat of a package," and that there is "overlap" between
them. He explained that HB 172 calls for a superior court judge
[position] in both Anchorage and Bethel; the superior court
judge in Anchorage would handle the workload generated by the
therapeutic court (created by [HB 172]), which is aimed at
felony-DWI offenders. He further explained that although both
bills include in their fiscal notes funding for a superior court
judge, one such judge can do the workload created by both HB 4
and HB 172.
CHAIR ROKEBERG asked Mr. Wooliver to explain his memorandum
regarding the issues of collections and "fine revenue" generated
by HB 4.
Number 1688
MR. WOOLIVER explained that per Ms. Seitz's request, the ACS had
attempted to estimate how much revenue the increased fines
provided for in HB 4 would generate. He added, however, the ACS
does not have a computer system designed to make that kind of
estimate, and, therefore, the information gleaned from both
paper records and computer records produced a very rough,
conservative estimate of $300,000 in additional revenues. He
noted that the personnel who compiled that information had
suggested that he not rely too heavily on that number.
CHAIR ROKEBERG commented that he was disappointed to see that
those projections were based on a 35 percent collection rate,
particularly given that HB 4 attempts to place liens on
permanent fund dividends (PFDs).
MR. WOOLIVER explained that to his understanding, that 35
percent is the money that [the ACS] would bring in from people
who pay their fines directly to [the ACS]. Delinquent fines,
however, are forwarded to the [Collections and Support Section]
of the DOL, but beyond that, [the ACS] does not maintain any
record of those monies owed; he suggested that [the DOL] would
be able to give a more accurate accounting of the collection
rate.
CHAIR ROKEBERG said he was surprised that the estimate of income
generated by HB 4 was not substantially greater since the fines
for a first offense had been raised.
MR. WOOLIVER cautioned against "going to the bank with this
estimate." He added that typically [the ACS] does not make
projections because "we're not ... in the loop on the revenue
generation side."
Number 1867
CANDACE BROWER, Program Coordinator/Legislative Liaison, Office
of the Commissioner, Department of Corrections (DOC), said that
it is no secret that increasing penalties and/or creating new
crimes has a direct impact on the DOC, particularly in fiscal
areas. She explained that the first area [of HB 4] that has a
fiscal impact on the DOC is the manslaughter provision.
However, she noted that it would not be until fiscal year 2005
that the DOC would experience that impact.
MS. BROWER went on to say that based on DOL figures, [the DOC]
estimated approximately nine cases a year in which somebody can
be charged with negligent homicide or manslaughter relating to
vehicle [use]. She added that there is usually also one [murder
in the second degree] charge, per year. By assuming that five
of those [nine cases] would be affected by the change in the
manslaughter statute, then in fiscal year 2005 the DOC would
begin to see the effects of increased sentencing. Referring to
increases in fiscal years 2006 and 2007, she noted that that was
due to the phenomenon of "stacking" that occurs in
[correctional] facilities. People who are convicted in 2002
will create a fiscal impact in 2005, and those convicted in 2003
will create a fiscal impact in 2006; however, the fiscal impact
from 2005 will carry over to 2006. She said that the [fiscal
increase] levels off in fiscal year 2006 at an estimated amount
of $211,640.
MS. BROWER also said that throughout the [DOC's] fiscal notes,
where it is not in statute that someone must serve his/her time
in a community residential center (CRC), she had utilized a
combined figure of half time in a hard bed (at a current cost of
$112/day) and half time in a CRC bed (at a current cost of
$64/day). This calculation is based on the assumption that by
the time someone gets into his/her fifth year of a sentence, it
is conceivable that he/she would be transitioning into the
community. The resulting calculation came to $88/day. She
explained that the term "hard bed" is used for state
correctional facilities, and the term "soft bed" is used for
community residential centers (CRCs) - halfway houses.
MS. BROWER, turning to the .08 [BAC] provision as the next area
to fiscally impact the DOC, said the DOC, the DOL, the Division
of Motor Vehicles (DMV), and other agencies are estimating a 10
percent increase in convictions. This is based on the number of
people who fall into the category of .08-.10 [BAC], as well as
those who would not have been convicted but for the change in
the law. She noted that the DOC had 4,118 misdemeanor
convictions in fiscal year 2000. She estimated there would be
413 new misdemeanor convictions for a .08 [BAC] provision.
Further, she had used DMV's statistics from 2000 to calculate
percentages of first-, second-, and third-time offenders, and
those records, for example, showed that 69 percent of license
revocations were for first-time offenders. She went on to
explain that her calculations resulted in estimates of 285 new
first-time offenders for 3-day sentences at $64/day, for a total
of $54,720; 83 second-time offenders for an average of 20-day
sentences at $64, for a total of $106,240; 33 third-time
offenders for two-thirds time in a CRC bed and one-third time in
a hard bed, for a total of $287,742; 8 fourth-time offenders for
a total of $90,000; and [4] fifth-time offenders for a total of
$52,800. The grand total for misdemeanants came to $591,614.
Number 2302
MS. BROWER said she had used similar [statistical] assumptions
for felons, and estimated 200 convicted felons for fiscal year
2000. She had used the formula of $88/day for an average of
352-day sentences, and the result was $619,520. The combined
estimates for felons and misdemeanants totaled $1,211,134. She
went on to say that anytime there are more felons, the need for
probation supervision also goes up, and that figure is reflected
in the fiscal note. She also said that assuming a .08 [BAC
limit] will provide some relief in the rate of vehicular
homicides, she estimated a savings of $61,320 starting in fiscal
year 2003.
CHAIR ROKEBERG surmised that the calculations in the fiscal note
regarding the diversion program for offenders between .08 and
[.099 BAC] were achieved "by not allowing the three days in."
He mentioned that he was rethinking the [diversion program].
REPRESENTATIVE BERKOWITZ, on the point [of the diversion program
for offenders who fall between .08 and .099 BAC], said his
suspicion was that it would require a lot of intensive courtroom
action, because people will work hard to get into that
diversionary range. There will be more motions, and more
challenges to the intoximeters, the experts, and the
calibrations, he added.
CHAIR ROKEBERG suggested that the committee "re-institute the
time on the bill ... but not the diversion itself." He said
that he still thought the diversion [program] had merit in terms
of allowing people to keep a first-time offense off the record.
He noted that he was surprised at the modest difference the
diversion program made to the fiscal estimates.
MS. BROWER acknowledged that one would hope [the diversion
program] would have a greater impact, but after further thought,
would realize it really doesn't. On the point of the fiscal
impact of not implementing the diversion program, she said it
would not cost a great deal more, although she was not one to
encourage incarceration.
TAPE 01-33, SIDE B
Number 2468
CHAIR ROKEBERG said his concern there, after talking with
several people, was that maybe the mandatory jail time for a
first-time offender was what made the most impression on that
offender, and thus reduced the recidivism rate. He surmised
that maintaining the mandatory jail time for a first-time
offense would not do damage to the concept of diversion.
MS. BROWER noted that by mandating the jail time, the incentive
of suspended imposition of sentence (SIS) is taken away; the
person always has it on his/her record. "We forgive, but we
don't forget," she added. On the point of inmates paying for
incarceration, Ms. Brower explained that to her understanding,
the required payment of $1,000 for the cost of incarceration
(which HB 4 increases to $2,000) applies only to misdemeanants.
Taking all of the above calculations into account with regard to
the .08 provision, she estimated an increased cost for
incarceration of $1,184,254 for fiscal year 2002.
MS BROWER, referring to page 1 of the DOC's fiscal note,
confirmed that the gross note is $5,108,200 and the fund source
from other areas besides the general fund (GF) shows $414,000.
Thus the funds needed from the GF total $4,693,600 for fiscal
year 2002. She explained that the $1,065,600 under
"Contractual" in the Operating Expenditures column reflects
substance abuse treatment services, which the DOC contracts out,
and that the $4,042,600 under "Miscellaneous" reflects the
estimated cost of incarceration, which includes just about
everything else such as employees and the CRC contracts.
Number 2202
MS. BROWER, referring to the increase in sentencing for second-
time offenders from 20 days to 30 days as another area with
fiscal implications for the DOC, pointed out that a provision in
HB 4 says that an offender can still get a 20-day sentence if
he/she serves 10 days doing community work service (CWS). She
said [the DOC] was not sure how that [provision] would be
administered, or who would be responsible [for the offenders],
and thus did not provide a fiscal note for the administration of
that provision. She added that [the DOC] also was not sure who
would take advantage of that provision, "so we said 50/50" in
terms of serving [jail] time versus CWS.
CHAIR ROKEBERG explained that to his understanding and belief,
the courts would handle that provision, and would also verify
that [the CWS] was done. He added that he did not envision
establishing a "bureaucratic point" to which [offenders] have to
report. He asked Mr. Wooliver to confirm whether [verification]
was normally done by the judge.
MR. WOOLIVER responded that he was not entirely sure if that was
the case but he would check.
MS. BROWER went on to say that [the DOC] estimated that
potentially half of the second-time offenders who would be
eligible to serve 10 days of CWS would do so, while the other
half would choose simply to complete the 30-days' jail time
because they could conceivably get "good time" on the sentence.
Thus, [the DOC] estimated an increased cost of $184,576 for an
additional seven days, which is what this provision amounts to,
she said.
CHAIR ROKEBERG commented that he would be surprised if the
majority of those second-time offenders did not opt for the 10-
day CWS.
MS. BROWER addressed the next area of HB 4 that had a fiscal
impact on the DOC, the ten-year phase-in of the look-back
provision. She explained that based on the DOL's figures, the
DOC estimated an increased conviction rate of 38 felons each
year. The increase in days of incarceration would total
$535,040 the first year, and would increase each year as the
full ten-year look-back was reached. She added that during the
fifth year of the phase-in, the DOC estimates 190 felons at a
cost of $2,675,200.
MS. BROWER, in response to several questions from Chair Rokeberg
regarding the details of the DOC's fiscal note, said that she
had used the figure of $88/day in most of her calculations. She
also said she had used the current number of felony offenders
per year, and then added the estimated additional offenders that
the DOC would see as a result of instituting the .08 [BAC] and
the look-back provision. The result was 240 new felony
offenders for the first year, and she further calculated that 80
percent of those felons would be third-time offenders, 15
percent would be fourth-time offenders, and 5 percent would be
fifth-time offenders; she multiplied these results by the
additional days mandated by HB 4 for the different levels of
felony offenses. She noted, however, that in her calculations
she gave felons the benefit of "good time" based on current
data. She offered to provide further details of her
calculations, as well as alternate numbers reflecting possible
amendments, to Ms. Seitz.
Number 1861
MS. BROWER commented that as the penalties increase and the
number of offenders increases, so, too, will the fiscal impact
on DOC increase. She added, however, that none of her current
calculations include inflationary costs. And while she
acknowledged that HB 4 already has a very steep fiscal note, she
said she has not been able to formulate a calculation that takes
into account the extra work involved such as increased bookings
and other things that take a toll over time, nor has she taken
into consideration the cost of increasing the number of
facilities that may be needed for the increase in offenders.
MS. BROWER, on the next area of HB 4 that has a fiscal impact on
the DOC, explained that according to a "snapshot" done by the
DOC in October 2000, the provision removing the ten-year look-
back for second-time offenders would only affect about 3 percent
of those offenders. Under current statute, a person who commits
a second offense within ten years is considered a second-time
offender, but if that person's first offense had occurred
further back than ten years, he/she is treated as a first-time
offender. Section 32 would remove that ten-year look-back; thus
all second offenses would be treated as such, regardless of how
long ago they occurred. Because of the small percentage of
second-time offenders this provision would affect, the DOC
calculated an estimated increase of only $22,464. She confirmed
for Chair Rokeberg that were that look-back provision for
second-time offenders to remain in statute, only $22,464 is
estimated as savings to HB 4's fiscal note. She added that this
calculation is based on the assumption that most first-time
offenders do not re-offend; thus, for a person to have a second
DWI in 11 years, versus 10 years, did not seem to be a frequent
occurrence.
MS. BROWER then discussed the provision that removed eligibility
for good-time deductions, for a person who has failed to satisfy
court-ordered treatment, as another area of HB 4 with a fiscal
impact on DOC. She explained that while this provision (Section
33) would have a fiscal impact on the DOC, that impact was not
quantifiable. She pointed out that first-time offenders are not
eligible for good time - those offenders are mandated to serve
72 hours. She noted that current statute says that if a person
has been court-ordered to treatment, and he/she fails to
complete that treatment, then he/she is subject to revocation of
probation/parole - he/she loses "good time." She said that she
had concern that the good-time provision would be removed in a
"blanket" manner. She said she thought that [current] statute
covers [the issue of good time deductions] fairly well for those
offenders who are required to do intensive treatment. However,
the people who are required to do three days (or twenty days) on
first-time (or second-time) offenses - with the exception of
treatment required by the Alcohol Safety Action Program (ASAP) -
are not really exposed to treatment. But once a person has
become a felon - through a third or subsequent offense - then
the judge can impose court-ordered treatment, and the loss of
good time can then be used as an incentive to comply with
treatment. She added that while she suspected that the issue of
good-time deductions was already covered in current statute, she
wanted to voice her concern about the wording in HB 4 regarding
this issue.
CHAIR ROKEBERG agreed to look at that issue more closely.
MS. BROWER next mentioned the topic of estimates of revenue from
inmates paying up to $2,000 of their treatment costs.
Number 1551
CHAIR ROKEBERG asked if the cap could be raised or removed on
the amount offenders are required to pay for their own
treatment. He noted that there was a restitution issue
regarding state provided treatment. He also inquired what could
be expected if the offender had medical insurance.
MS. BROWER explained that currently, [the DOC] is unable to
collect on Medicaid, and as far as she knew, [the DOC] did not
receive reimbursement from insurance companies.
CHAIR ROKEBERG interjected and said that [the DOC] should [be
able to receive reimbursement from insurance companies] as long
as the policies covered treatment, and he suggested that that
issue should be researched further.
MS. BROWER noted, for example, that all of [the DOC's] inmates
who are covered by the "Indian Health Program" do not receive
[treatment benefits] while they are incarcerated. Therefore,
while she said she did not know a lot about this particular
topic, she did not think [the DOC] was able to collect on the
treatment portion.
CHAIR ROKEBERG said his intention was to raise the cap [of what
the offender would pay] from $1,000 to $2,000.
MS. BROWER clarified that that raise was for the cost of
incarceration, not for the costs of treatment; currently, there
is no cap on the amount an offender pays for treatment.
CHAIR ROKEBERG surmised, then, that if there were to be a
private health insurance plan in place, [the DOC] could collect
[for treatment].
MS. BROWER expressed uncertainty about that assumption, and said
she would have to research it.
Number 1452
CHAIR ROKEBERG mentioned that the House Finance Subcommittee on
Corrections tries to look at [the DOC's] ability to recoup costs
via the offender's (or spouse's) insurance coverage. He noted
that Ms. Brower was making a distinction between the cost of
incarceration and the cost of treatment, and he asked if
offenders were subject to restitution to the state if they had
income.
MS. BROWER said not to her knowledge. If offenders are on
supervision in the community as probationers or parolees, then
they have to pay for their treatment just as anybody else would.
On the topic of the PFDs, she explained that for every
eligibility year in which a felon or third-time offender is
incarcerated, he/she is not eligible for his/her PFD - all of it
is confiscated and goes into the "pool." She further explained
that the criteria for receiving money from the pool are very
specific. The DOC is already in the pool to receive payment for
sex-offender treatment and for "gate money"; the Department of
Public Safety (DPS), the Council on Domestic Violence and Sexual
Assault (CDVSA), and "Crime Victims Compensation" are also in
the pool. She added that she was not familiar with the pool's
priority list or distribution process.
CHAIR ROKEBERG suggested that that information is important
because of the relationship between how the [pool's
distribution] works and what [the DOC] can try to collect. He
said it seemed to him that if there is a $1,000 cap on
[repaying] the cost of incarceration, and if there were no other
claims against the offender's PFD, then only $1,000 could be
taken from that PFD. He asked if that was correct.
Number 1262
MS. BROWER said that was her assumption. She noted that Senator
Halford has legislation - SB 105 - that would change the pool to
include PFDs from first-time misdemeanants with a prior felony
conviction, and from misdemeanants with two prior misdemeanor
convictions; that money would go to a "victim's ombudsman's
office."
CHAIR ROKEBERG observed that the DUI Prevention Task Force made
the recommendation that PFDs be confiscated. He said he had
been assuming, perhaps incorrectly, that by raising the cap of
incarceration reimbursement to $2,000, HB 4 was essentially
doing the same thing. He wondered if HB 4 needed other language
in order to ensure that [the DOC] had the greater claim [on the
PFD pool].
REPRESENTATIVE MEYER asked who pays for medical costs incurred
by an inmate.
MS. BROWER answered that the state pays those costs, with the
exception of a co-payment of approximately $2 that the inmate
pays for every visit to the nurse.
REPRESENTATIVE MEYER then asked how inmates make those payments
if their PFDs are confiscated.
MS. BROWER explained that inmates earn money (35 cents/hour) by
working within the correctional facility, and that they can also
request money from family members.
REPRESENTATIVE KOOKESH asked how the state forces an inmate to
fill out and sign a PFD application.
MS. BROWER responded that the data processing section at the DOC
goes through a complicated process to determine an inmate's PFD
eligibility. The DOC then produces a list which, when matched
up with information on file at the Department of Revenue, allows
for those PFDs to be placed in the pool. Thus individual
applications do not need to be filled out by inmates.
CHAIR ROKEBERG asked Ms. Brower to work with Ms. Seitz on an
amendment which would ensure that [the DOC] got "first call" on
an offender's PFD, perhaps even at the second offense. He added
that HB 4 would raise the fine imposed on all offenders. He
asked Mr. Wooliver if the ACS could attach an offender's PFD in
order to pay the fine if that person was otherwise unable to
pay.
MR. WOOLIVER said yes. He went on to explain that when a person
is incarcerated and that incarceration prohibits receipt of a
PFD, his/her PFD goes into the pool; once a person begins to get
his/her PFD again after release from jail, there are, to his
belief, eight different [levels of priority] for attaching a
person's PFD. He listed child support, student loan, court-
ordered restitution, and fines owed to the state as examples of
the different levels.
Number 0911
MS. BROWER noted that once a person is no longer incarcerated,
he/she may choose not to apply for a PFD during subsequent
eligibility years; thus there would not be anything available
for the state to attach.
MR. WOOLIVER added that in such cases, the court can mandate a
person to apply for his/her PFD.
CHAIR ROKEBERG requested that Ms. Brower assist his staff in
formulating ideas for increased revenue sources in order to help
pay for the provisions of HB 4.
MS. BROWER said she would be happy to work on those issues. She
added the following philosophical comment: The DOC feels that
treatment is really the key to solving the problem. Other
states - California, for example - have shown that increasing
penalties and incarceration isn't always the best response; they
can't build themselves enough prisons to handle the problems
created by such increases, and Ms. Brower said she did not want
Alaska to go the same route. She added that [the DOC] has a
strong commitment to treatment; and when someone is
incarcerated, she viewed it as a fine time to provide that
treatment. She said she thought a balance was important.
CHAIR ROKEBERG inquired if Ms. Brower's testimony was that, if
some of the DOC's costs had to be eliminated because of the
fiscal note, she would prefer to see the treatment money stay
and the time served go down.
MS. BROWER answered that she wanted the treatment money to stay,
but, again, achieving a balance was really important. She noted
that in order for an offender to receive an adequate level of
treatment, he/she had to be incarcerated long enough to receive
it. She added that she thought treatment was essential.
CHAIR ROKEBERG said that the committee would look further at the
topic of treatment as it relates to incarceration time for the
different classes of offenders.
Number 0710
REPRESENTATIVE MEYER said he has concerns about domestic
violence and sexual assault, and he noted that HB 4 is focusing
on DWI. He postulated that soon people will simply resort to
staying at home and drinking, and that will increase the
problems of domestic violence and sexual assault without taking
care of the underlying problem of alcoholism. He added,
therefore, that he is in favor of keeping the treatment funding
in HB 4.
CHAIR ROKEBERG commented that a major factor preventing people
from getting the treatment they needed was an unavailability of
affordable "beds."
MS. BROWER offered the following snapshot of current DWI
statistics: 504 people within Alaska's jurisdiction are serving
time for DWI - 200 for felony DWIs and 304 for misdemeanor DWIs.
She added that many of those [offenders] are serving time for
other offenses concurrently. And with regard to felony DWI
offenders under supervision, she said that as of August 2000,
there were 364, although she acknowledged that that figure might
have increased since then. She pointed out that in the DOC's
fiscal note she had placed probation supervision in the portion
relating to the .08 [BAC], because the felony offenders are
already under supervision for increased sanctions. In response
to questions from Chair Rokeberg, Ms. Brower explained that the
DOC had just assumed a 10 percent increase across the board.
CHAIR ROKEBERG noted that the [.16 BAC] aggravator provision had
been removed from CSHB 4(TRA) because of the enormous cost in
terms of incarceration. He asked Mr. Guaneli to explain current
law with regard to what would be an aggravator in a typical DWI
case.
Number 0271
DEAN J. GUANELI, Chief Assistant Attorney General, Legal
Services Section-Juneau, Criminal Division, Department of Law
(DOL), said that for felonies, there is currently a long
statutory list of aggravating factors that the courts must
consider in cases under presumptive sentencing. Typical
aggravators include things like a weapon being used to commit a
crime, cases involving a particularly vulnerable victim, or
cases wherein a large amount of money or drugs is involved, to
name a few. He added, however, that there was nothing specific
that relates to drunk driving, such as a high BAC;
notwithstanding this, judges tend, as a matter of practice, to
add extra incarceration time to sentences involving high BAC
levels.
CHAIR ROKEBERG said he had concern that if there were any
aggravators placed in HB 4, it would translate into more prison
time and, consequently, greater cost. He asked whether judges
would find the ability to factor in increased BAC levels at
sentencing to be a valuable tool.
MR. GUANELI said he thought that a high BAC aggravator is a
valuable tool to consider. He went on to explain that
statistics show the higher a BAC a person has, the more likely
that person is to get into an accident, often a fatal one. He
said it was interesting to note that in Alaska, the average BAC
reading for DWI/DUI offenses is approximately .18; thus, in the
original version of HB 4 that had an aggravator for BACs above
.15, that aggravator would have applied in approximately 60
percent of DWI/DUI cases. He also said that those in the field
[of law enforcement] will say that for cases of felony drunk
driving, persons who have had three offenses in a relatively
short period of time tend to be hardcore drinkers who have a
higher BAC level in their systems all the time. In many of
those felony drunk-driving cases, he added, a BAC of .20 is very
common. He went on to say again that he thought judges were
already taking high BAC levels into consideration, just that
they were not mandated to do so.
TAPE 01-34, SIDE A
Number 0001
MR. GUANELI noted that he was not certain what he could
recommend in terms of putting a specific BAC aggravator level in
statute, or in terms of giving judges specific instructions
regarding sentencing.
CHAIR ROKEBERG asked, by putting a specific BAC aggravator in
statute, whether the judge would still have discretion.
MR. GUANELI responded that having an aggravator in statute would
allow the judge to take it into consideration, but the judge is
not required to do so.
CHAIR ROKEBERG then asked if by having an aggravator of .20 BAC,
the fiscal note could remain lower. He agreed that as a true
aggravator, [.16 BAC] was probably too low.
MR. GUANELI said he did not have a response regarding the fiscal
impact of a BAC aggravator because it is probably already being
taken into consideration by judges to some extent now.
CHAIR ROKEBERG opined that having a BAC aggravator in statute
would simply translate into more jail time; hence the debate
would become about how effective more jail time was on the
problem [of DWI/DUI]. He asked if there were any other
aggravating circumstances, aside from high BACs, that should be
taken into account.
MR. GUANELI observed that although there are a number of other
possible aggravators, such as whether injuries occurred as a
result of an accident in a DWI/DUI case, judges already take
those aggravators into account. On the topic of increased
penalties and fines, he said that in general, Alaska has tough
[DWI/DUI] laws now, and they would become considerably tougher
under HB 4. He noted, for example, that the current mandatory
minimum fine for felony drunk driving is $5,000 - which is much
higher than in any other state, according to an Internet list he
had come across - and would become $10,000 under HB 4. He said
that while raising such fines and penalties is not necessarily a
bad thing to do, the administration's position is that there
must be a clear focus on treatment for offenders. He added that
some of that treatment must occur in prison and some of it must
occur outside of prison; ordinarily, offenders are required to
pay a good portion of the cost of treatment. Hence there is
some concern that having high financial penalties, particularly
with repeat offenders, will make it extraordinarily difficult
for offenders to get the treatment they need.
REPRESENTATIVE COGHILL asked what the generally accepted
[timeframe] for successful treatment was.
MR. GUANELI offered to respond to that question in more detail
at a later meeting, but for now he said that the DOC tries to
provide what treatment it can within the confines of how long an
offender is in custody. He noted that chronic offenders tend to
need a long period of follow-up care, and sometimes inpatient
care, after being released from jail. He also noted that
treatment providers speak of a 28-day structured program for
certain levels of offender, and there are also other programs of
varying length, dependent upon the extent of an offender's
problem. He said his sense was that an offender needed a fairly
long period of treatment in some sort of inpatient program, but
he would prefer to defer to the experts the question of exactly
how long that treatment period should be.
Number 0615
REPRESENTATIVE COGHILL commented that he believed that the
$10,000 fine could be found onerous, and might actually "break
the issue of treatment," thereby removing an offender's hope
that he/she could get out of the problems created by the DWI/DUI
offense. He offered that even $5,000 was a pretty heavy cloud
to hang over a treatable offender.
CHAIR ROKEBERG asked if it would be possible for the judge to
order that the fines go towards treatment, or if the judge could
suspend certain fines upon reimbursement of treatment costs.
MR. GUANELI responded that he would have to investigate those
issues further; however, he said he believed that the mandatory
minimum fine could not be suspended and still begged the
question of whether an offender had the wherewithal to pay for
treatment.
CHAIR ROKEBERG asked if having the flexibility to either suspend
the fine or order it paid towards treatment would ensure that an
offender could pay for treatment, even if it was only a small
amount of treatment. He acknowledged, however, that fines do
serve a purpose of judicial punishment, which is separate and
distinct from the treatment element, and he noted that the
Criminal Justice Assessment Commission (CJAC) recommended that
all fines for state offenses be doubled. He also noted that
there was a practical problem created by forcing an individual,
through statute, to reimburse the state for treatment when that
individual has a limited amount of funds.
MR. GUANELI offered that the CJAC recommendation might only
apply to lower-level offenses; he was not certain that the CJAC
had this specific offense in mind when making that
recommendation. He also pointed out that once a fine is
imposed, it becomes the state's money and is supposed to go in
to the GF; it is not supposed to be spent without going through
the appropriation process. Therefore, even if a judge did have
the discretion to suspend fines on the condition that offenders
meet other criteria, fines could not just simply be collected
and turned over to a treatment provider without an additional
legislative process. He stipulated he would have to see any
proposed language before being able to say how the mechanism
worked.
Number 0865
CHAIR ROKEBERG said that presumably, now, when fines are
collected and put in the GF, the GF reimburses the treatment
provider; but that doesn't resolve the dilemma of "how do we
squeeze blood out of a turnip, if it is only a small turnip."
REPRESENTATIVE COGHILL said he agreed, and he asked whether it
is true that second- and third-time DWI/DUI offenders usually
have other aggravators or offenses.
MR. GUANELI confirmed that in many cases it is true. He noted
that the most common other offense is driving with a suspended
license; in cases in which there is an accident, there is
usually an assault charge as well. In response to a question
from Chair Rokeberg, Mr. Guaneli said he would be compiling
information regarding the percentage of fines that are being
collected.
CHAIR ROKEBERG said he would appreciate that information since
it was part of the fiscal note on the positive side, which he
now estimated to be about $700,000. He also asked Mr. Guaneli
to further investigate what portion of an offender's funds might
be available to go directly toward the treatment element of HB
4.
MR. GUANELI said he would look into that issue, although program
receipts were not his area [of expertise]. He added that the
countervailing policy question is how much control the
legislature wants to continue to have over all of the funding.
REPRESENTATIVE COGHILL asked if, in having a mandatory fine,
discretion at the bench was unallowable.
MR. GUANELI replied that that was correct.
REPRESENTATIVE COGHILL then asked if the mandate could be
changed by inserting language allowing latitude to the judge.
Number 1161
CHAIR ROKEBERG agreed that that was the sort of solution he
would like to see in order to divert the funds toward treatment.
He said that if it were discretionary, then HB 4 could have a
range of fines with the $10,000 fine at the top; he added that
he was not "wedded" to a $10,000 cap.
MR. WOOLIVER simply added that a mandatory minimum fine goes to
the GF, and absent some type of specific legislative authority,
there was no discretion to divert that money to some other
program. With regard to how the ASAP works, he said that
currently judges can order an offender into treatment and order
that the offender be responsible for the costs of that
treatment.
CHAIR ROKEBERG said it seemed to him as though [HB 4] could be
drafted to mirror that practice with the added stipulation that
payment for treatment had priority.
MR. GUANELI clarified that the way it is done currently in, for
example, a felony drunk driving case, the judge sentences the
offender to one year in jail with six months suspended on the
condition that after the offender gets out of jail, he/she gets
evaluated by the ASAP and follows its recommendations, including
paying for any treatment programs. If those requirements are
not complied with - including payment of treatment - then the
offender is hauled back to jail to serve the remaining six
months that were suspended. He said that in addition to paying
for treatment, the offender pays a fine of $5,000; the order in
which these are paid is left up to the judge. He added that his
guess was that judges probably allow treatment portions to be
paid first, followed by payment of any fines owed over a period
of time. Then, if the fine is not paid in a timely fashion, it
goes through collections, and attaching the PFD is usually one
of the first things [the DOL] does.
MR. GUANELI then asked if the proposal is to have $10,000 be the
fine, with $5,000 suspended on the condition that other criteria
are met by the offender, or if the proposal is to keep the fine
at $5,000 and suspend part of that in order to ensure that the
offender has enough money to pay for treatment. He said he
thought there were various ways to go about it, and they were
all questions of policy, though he was willing to look into any
proposals in terms of procedure.
Number 1405
CHAIR ROKEBERG said he would appreciate Mr. Guaneli's input. He
reiterated that he was not wedded to the $10,000 [cap], although
he was not afraid of it, either, in terms of that amount being
an appropriate fine for somebody who has the wealth and can
afford it. He added that he was sure that judges consider those
issues before meting out fines. He added that he simply had
concerns regarding treatment reimbursement for mandated
treatment. He also mentioned that, with regard to the example
given by Mr. Guaneli, there is a provision in HB 4 that has the
DOC providing treatment during the first six months of
incarceration. He noted that the survivability of DOC's
mandated treatment program was another issue the legislature had
to face.
MR. GUANELI agreed that that was another issue, given that the
average sentence for the 200-plus felony-DWI offenders is
several months; that is a lot of people for the DOC to have in a
specifically designed alcohol [treatment] program. Therefore,
from the standpoint of the DOC, it becomes an issue of how many
beds are available.
CHAIR ROKEBERG commented that it was important that all the
provisions of HB 4 fit together, and he announced that the
discussions would continue. [HB 4 was held over.]
ADJOURNMENT
Number 1548
There being no further business before the committee, the House
Judiciary Standing Committee meeting was adjourned at 3:10 p.m.
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