Legislature(2017 - 2018)
2018-04-19 Senate JournalFull Journal pdf
2018-04-19 Senate Journal Page 2793 HB 170 The Judiciary Committee considered CS FOR HOUSE BILL NO. 170(JUD) "An Act relating to securities, registration, exempt securities, exempt transactions, broker-dealers, agents, investment advice, investment advisers, investment adviser representatives, federal covered securities, federal covered investment advisers, viatical settlement interests, small intrastate security offerings, Canadian broker-dealers, and Canadian agents; relating to protecting older and vulnerable adults from financial exploitation; relating to administrative, civil, and criminal enforcement provisions, including restitution and civil penalties for violations; relating to an investor training fund; establishing increased civil penalties for harming older persons and vulnerable adults; relating to corporations organized under the Alaska Native Claims Settlement Act; amending Rules 4, 5, 54, 65, and 90, Alaska Rules of Civil Procedure, and Rule 602, Alaska Rules of Appellate Procedure; and providing for an effective date" and recommended the adoption of the Labor and Commerce Senate Committee Substitute offered on page 2722. Signing do pass: Senator Coghill, Chair; Senator Costello. Signing no recommendation: Senators Wielechowski, Kelly, Shower. The following previously published fiscal information applies: Fiscal Note No. 3, zero, Department of Commerce, Community and Economic Development Fiscal Note No. 4, zero, Department of Health and Social Services The bill was referred to the Rules Committee.