Legislature(1999 - 2000)
1999-03-31 House Journal
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Full Journal pdf1999-03-31 House Journal Page 0631 HB 83 administrative hearings; relating to fees established by the administrator; relating to a sale, a purchase, or an offer to sell or purchase under the Alaska Securities Act; relating to the locations of offers to buy or sell; relating to consent to service; amending the Alaska Securities Act definitions of 'agent,' 'broker-dealer,' 'person,' 'Securities Act of 1933,' and 'security;' defining for purposes of the Alaska Securities Act 'advisory client,' 'advisory fee,' 'advisory services,' 'Bank Holding Company Act of 1956,' 'clients who are natural persons,' 'federal covered adviser,' 'federal covered security,' 'Federal Deposit Insurance Act,' 'Home Owners' Loan Act,' 'investment adviser representative,' 'Investment Advisers Act of 1940,' 'investment advisory business,' 'investment advisory contract,' 'Investment Company Act of 1940,' 'NASDAQ,' 'National Securities Markets Improvement Act of 1996,' 'notice filing,' 'place of business,' 'principal place of business,' 'Securities Exchange Act of 1934,' 'securities business,' 'state investment adviser,' 'substantial portion of the business,' and 'supervised person'; relating to the title of the Alaska Securities Act; relating to the definitions in the Alaska Securities Act of 'assignment' and 'investment adviser'; relating to implementation of the changes to the Alaska Securities Act; and providing for an effective date." There being no objection, it was so ordered. The Speaker stated that, without objection, CSHB 83(JUD) would be moved to the bottom of the calendar. HB 128 The following was read the second time: HOUSE BILL NO. 128 "An Act relating to lease-purchases of personal property." with the: Journal Page L&C RPT 6DP 1NR 473 2 ZERO FNS (LAW, COURT) 473 RLS RPT CS(RLS) 6DP 620 2 ZERO FNS (LAW, COURT) 3/16/99 620